Embedded Files
AML/KYC Policies & Procedures
Tailored AML/CFT policies and procedures are developed to meet specific regulatory requirements and business objectives. The documentation is designed to be both compliant and practical—aligning with international standards such as FATF, as well as relevant local regulations. Each policy set supports effective risk management, operational clarity, and readiness for audits or regulatory inspections.
AML Risk Scoring Tool
AML risk scoring tool enables consistent assessment of customer risk across key dimensions such as geography, products, services, customer type, and transactional behavior. The tool is designed to support risk-based approaches by quantifying inherent and residual risks, facilitating informed decisions on customer due diligence levels. It ensures alignment with regulatory expectations and internal compliance frameworks, while allowing flexibility for institution-specific risk appetite and operational needs.
KYC Workspace Design
A well-structured KYC workspace enhances efficiency, consistency, and compliance throughout the customer due diligence process. This service involves designing or optimizing the layout, workflows, and documentation standards of the KYC environment—whether digital or operational. The goal is to ensure clear data capture, traceable decision-making, and streamlined collaboration across compliance, onboarding, and review teams. The design supports regulatory alignment, reduces operational risk, and improves audit readiness.
KYC/AML Audit
KYC/AML audit provides an independent review of the effectiveness and compliance of anti-money laundering controls and customer due diligence processes. This includes evaluating policy implementation, file documentation, risk assessments, monitoring practices, and adherence to regulatory requirements. The audit identifies gaps, inefficiencies, or non-conformities, offering actionable recommendations to strengthen internal controls and ensure alignment with both local regulations and international standards. The outcome supports continuous improvement and regulatory readiness.
AML/KYC Trainings
Targeted AML/KYC training programs are designed to build practical knowledge and reinforce compliance awareness across all levels of an organization. Training content is tailored to roles and responsibilities—ranging from frontline staff to compliance officers and senior management—and covers key topics such as regulatory obligations, risk indicators, due diligence procedures, and reporting requirements. Trainings can be delivered in on-demand formats, ensuring engagement, clarity, and alignment with current legal and regulatory standards.
Remediation Projects
Remediation projects address compliance gaps identified through regulatory inspections, internal audits, or quality assurance reviews. These initiatives involve the review and correction of KYC files, enhancement of customer due diligence (CDD/EDD), and updates to policies, procedures, and systems. Each project is structured to meet regulatory expectations within defined timelines, ensuring accurate documentation, risk re-evaluation, and clear audit trails. The approach supports regulatory compliance, operational integrity, and long-term process improvement.
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